Ontario approves TCR rule for seg funds


Former U.S. fund manager sentenced for fraud

Fund investors charged millions in fees on falsely inflated fund values

Firms overcharged investors on small trades: NASAA

Brokers settle allegations that investors were charged over 5% on low-value trades

FCA launches AI sandbox

Regulator to offer NVIDIA-powered platform for firms to experiment

Fortress Real investors settle with lawyers

Court certifies class action, approves settlement with counsel



Source link

Leave a Reply

Your email address will not be published. Required fields are marked *