FSRA review finds compliance with seg fund DSC ban


Dave Kelly to take the reins at Richardson Wealth

Kish Kapoor steps down in October, will remain on boards of the brokerage and RF Capital

Advocis owes $2M to its contingency fund

The loan is repayable with interest

Trailer fee class action certified

RBC the latest large fund manager to face fund fee suit

BCSC calls on Parliament to fix enforcement gap

New SCC ruling allows fraudsters to escape regulatory penalties via bankruptcy



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