schemaVersion:
| CUSIP Number(s): |
64129H104 |
| 1 | Names of Reporting Persons
City of London Investment Management Company Limited |
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| 2 | Check the appropriate box if a member of a Group (see instructions)
(a) |
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| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
UNITED KINGDOM |
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
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| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,798,614.00 |
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| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions) | ||||||||
| 11 | Percent of class represented by amount in row (9)
4.9 % |
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| 12 | Type of Reporting Person (See Instructions)
IA |
| Item 1. | ||
| (a) | Name of issuer:
Neuberger Berman Energy Infrastructure & Income Fund Inc. |
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| (b) | Address of issuer’s principal executive offices:
1290 Avenue of the Americas, New York, NY 10104 |
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| Item 2. | ||
| (a) | Name of person filing:
This statement is being filed by City of London Investment Management Company Limited (“CLIM” or the “Reporting Person”). CLIM is a fund manager, which specializes in investing in closed-end investment companies and is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. CLIM is controlled by City of London Investment Group plc (“CLIG”), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between CLIM and CLIG such that voting and investment power over the subject securities is exercised by CLIM independently of CLIG, and, accordingly, attribution of beneficial ownership is not required between CLIM and CLIG. CLIM is principally engaged in the business of providing investment advisory services to various public and private investment funds, including CA International Equity CEF Fund (“CARDINAL”), a private investment fund organized as a Delaware business trust, All World Ex US Equity CEF Fund (“FALCON”), a private investment fund organized as a Delaware business trust, CA All-World Ex US Equity CEF Fund (“MACAW”), a private investment fund organized as a Delaware business trust, International Equity CEF Fund (“PHOENIX”), a private investment fund organized as a Delaware business trust, and unaffiliated third-party segregated accounts over which CLIM exercises discretionary voting and investment authority (the “Segregated Accounts”). CARDINAL, FALCON, MACAW and PHOENIX are collectively referred to herein as the “City of London Funds.” The Shares to which this Schedule 13G relates are owned directly by the City of London Funds and the Segregated Accounts. |
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| (b) | Address or principal business office or, if none, residence:
77 Gracechurch Street |
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| (c) | Citizenship:
England and Wales |
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| (d) | Title of class of securities:
Common Stock |
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| (e) | CUSIP No.:
64129H104 |
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| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |
| (a) | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | |
| (b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |
| (c) | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |
| (d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |
| (e) | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |
| (f) | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | |
| (g) | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |
| (h) | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
| (i) | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
| (j) | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
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| (k) | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). | |
| Item 4. | Ownership | |
| (a) | Amount beneficially owned:
2,798,614.00 |
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| (b) | Percent of class:
4.9 % |
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| (c) | Number of shares as to which the person has: |
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| (i) Sole power to vote or to direct the vote:
2,798,614.00 |
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| (ii) Shared power to vote or to direct the vote:
0.00 |
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| (iii) Sole power to dispose or to direct the disposition of:
2,798,614.00 |
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| (iv) Shared power to dispose or to direct the disposition of:
0.00 |
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| Item 5. | Ownership of 5 Percent or Less of a Class. | |
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| Item 6. | Ownership of more than 5 Percent on Behalf of Another Person. | |
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Not Applicable |
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| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
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Not Applicable |
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| Item 8. | Identification and Classification of Members of the Group. | |
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Not Applicable |
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| Item 9. | Notice of Dissolution of Group. | |
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Not Applicable |
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| Item 10. | Certifications: |
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11. |
| SIGNATURE | |
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After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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